FCA Promotions Review Sends A Strong Message To Firms

By Marina Reason and Chris Hurn (November 27, 2023, 12:03 PM GMT) -- The U.K. Financial Conduct Authority overhauled its rules for firms promoting high-risk investments to retail clients in August 2022,[1] with the changes coming into effect in phases on Dec. 1, 2022, and Feb. 1 this year. With a focus on how the rules are bedding down, the FCA revealed the results of its second review into firms' compliance with the rules in a statement issued on Sept. 27, "Financial Promotions for high-risk investments."[2]...

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